机读格式显示(MARC)
- 000 03063cam a2200385 i 4500
- 008 230327s2024 enka b 001 0 eng
- 020 __ |a 9781032556482 |q hardcover
- 020 __ |a 103255648X |q hardcover
- 020 __ |a 9781032555775 |q paperback
- 020 __ |a 1032555777 |q paperback
- 020 __ |z 9781003431305 |q electronic book
- 035 __ |a (OCoLC)1388496313
- 040 __ |a DLC |b eng |e rda |c DLC |d OCLCF |d OCLCO |d YDX |d IG#
- 050 00 |a HG1725 |b .W37 2024
- 082 00 |a 332.1 |2 23/eng/20230630
- 100 1_ |a Ward, Sharon |c (Financial regulatory compliance specialist), |e author.
- 245 14 |a The changing function of compliance : |b a handbook to managing regulatory risk / |c Sharon Ward.
- 250 __ |a Second edition.
- 260 __ |a Abingdon, Oxon ; |a New York, NY : |b Routledge, Taylor & Francis Group, |c 2024.
- 300 __ |a x, 293 pages : |b illustrations ; |c 26 cm
- 336 __ |a text |b txt |2 rdacontent
- 337 __ |a unmediated |b n |2 rdamedia
- 338 __ |a volume |b nc |2 rdacarrier
- 500 __ |a Previous edition: The changing face of compliance.
- 504 __ |a Includes bibliographical references and index.
- 520 __ |a "As risks arising within the business environment grow in size and complexity, so too do the regulatory requirements put in place to manage them. The pace of regulatory change is itself a significant business risk, and Compliance departments are under increasing pressure to keep up with the change and adapt their organisations accordingly. This new edition of what has become an indispensable guide to regulation compliance brings readers up to date with changing areas of focus, and provides guidance for regulated firms and regulators alike. The Changing Function of Compliance considers the relationship between regulation and compliance as well as key influences on both, offering insight into the effectiveness of current approaches and addressing practical compliance challenges. It explains the purpose and development of regulatory risk management and the existing regulatory environment, and provides a detailed exploration of the Compliance function, explaining how the role might be strengthened and how best to approach the role to enable it to be effective. This practical and accessible handbook includes a mix of hands-on advice, examples and research based on the experiences of practitioners, educators and regulators drawn from across a wide range of jurisdictions and sectors. This book is an essential read, whether you are concerned about the growing and changing implications of regulatory risk; the benefit of leveraging additional value from your Compliance function or your own Compliance role; or ways of transforming and sustaining the function to ensure its continued relevance to the business"-- |c Provided by publisher.
- 650 _0 |a Banks and banking |x State supervision.
- 650 _0 |a Banks and banking |x Risk management.
- 650 _0 |a Financial services industry |x Government policy.