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Online Public Access Catalogue

题名/责任者:

The changing function of compliance : a handbook to managing regulatory risk / Sharon Ward.

版本说明:

Second edition.

出版发行项:

Abingdon, Oxon ; New York, NY : Routledge, Taylor & Francis Group, 2024.

ISBN:

9781032556482

ISBN:

103255648X

ISBN:

9781032555775

ISBN:

1032555777

载体形态项:

x, 293 pages : illustrations ; 26 cm

个人责任者:

Ward, Sharon (Financial regulatory compliance specialist), author.

论题主题:

Banks and banking-State supervision.

论题主题:

Banks and banking-Risk management.

论题主题:

Financial services industry-Government policy.

中图法分类号:

F830.2

一般附注:

Previous edition: The changing face of compliance.

书目附注:

Includes bibliographical references and index.

摘要附注:

"As risks arising within the business environment grow in size and complexity, so too do the regulatory requirements put in place to manage them. The pace of regulatory change is itself a significant business risk, and Compliance departments are under increasing pressure to keep up with the change and adapt their organisations accordingly. This new edition of what has become an indispensable guide to regulation compliance brings readers up to date with changing areas of focus, and provides guidance for regulated firms and regulators alike. The Changing Function of Compliance considers the relationship between regulation and compliance as well as key influences on both, offering insight into the effectiveness of current approaches and addressing practical compliance challenges. It explains the purpose and development of regulatory risk management and the existing regulatory environment, and provides a detailed exploration of the Compliance function, explaining how the role might be strengthened and how best to approach the role to enable it to be effective. This practical and accessible handbook includes a mix of hands-on advice, examples and research based on the experiences of practitioners, educators and regulators drawn from across a wide range of jurisdictions and sectors. This book is an essential read, whether you are concerned about the growing and changing implications of regulatory risk; the benefit of leveraging additional value from your Compliance function or your own Compliance role; or ways of transforming and sustaining the function to ensure its continued relevance to the business"--

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